IIA Certified Financial Services Auditor - Banking : IIA-CFSA-BANK

IIA-CFSA-BANK
  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Aug 04, 2026
  • Q & A: 0 Questions and Answers

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Regulatory Environment15%- Banking regulations and compliance
  • 1. Capital adequacy and risk management requirements
    • 2. Consumer protection regulations
      • 3. Anti-money laundering requirements
        • 4. Regulatory agencies and oversight
          Financial Services Auditing25%- Risk assessment and audit planning
          • 1. Audit engagement planning
            • 2. Financial services risk identification
              • 3. Internal control evaluation
                Auditing Financial Services Products25%- Banking products and services
                • 1. Treasury and cash management
                  • 2. Retail banking
                    • 3. Investment and trust services
                      • 4. Commercial lending
                        Auditing Financial Services Processes15%- Operational auditing
                        • 1. Loan processing
                          • 2. Deposit operations
                            • 3. Information systems and technology controls
                              • 4. Fraud prevention and detection
                                Banking Discipline20%- Banking-specific knowledge
                                • 1. Asset and liability management
                                  • 2. Credit risk management
                                    • 3. Capital management
                                      • 4. Liquidity risk
                                        • 5. Interest rate risk
                                          • 6. Bank governance and regulatory expectations

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